About the role
We are seeking a Registered Principal with a passion for solving complex lending challenges, identifying emerging risks, and helping Financial Advisors navigate difficult situations with confidence and sound judgment. I'm looking for a Senior Advisor, Supervision - Banking & Lending, to join our team. This role is responsible for the supervision of margin lending and securities-based lending (SBL) activities, including the review of complex lending scenarios, client borrowing practices, collate…